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Bank & Credit Union

Fiduciary Readiness Roundtable

January 26-27, 2017

Phoenix, Arizona

Date:

 

Location:

 

 

January 26-27, 2017

 

JW Marriott Desert Ridge Resort & Spa

5350 E Marriott Drive

Phoenix, AZ  85054

Join us for the Fiduciary Readiness Roundtable.

The Bank & Credit Union Fiduciary Readiness Roundtable is our newest event designed to promote the sharing of best practices and strategies related to the new fiduciary obligations and the DOL Fiduciary Rule.  This meeting will be a deeper dive into the specific tasks Banks and Credit Unions are challenged to execute by the April 10, 2017 deadline.

 

Join us to discuss the latest insights and preparations on the following topics:

 

• Peer-to-peer update on DOL Fiduciary Rule planning and implementation

• Processes for Best Interest Determination

• Reasonable Compensation for the Firm and the Advisor

• Annuity Product Design Implications

• Discussion of Neutral Factors to determine differential compensation

• Reasonably Designed Investment Categories under the BIC Exemption

• Considerations for Carrier and Product Due Diligence

In addition to the attendees from banks, and credit unions,  other industry experts, including representatives from insurance companies, service providers, marketing organizations and other related firms will be in attendance to contribute their expertise to the discussion.

 

Our roundtable meetings are structured so that all participants have an opportunity to gain insights from the discussion by contributing their perspective and experiences, as well as being able to ask questions of their peers.  And thanks to the support of our sponsors, there is no cost to participate.

Things to know..

Registration

You must register to attend and spots are limited so register soon.

 

Compliant Meeting Format

Our roundtable meetings are thoughtfully structured to comply with our industry’s non-cash compensation rules.  Please Click Here for more information.

 

Planned Agenda Topics

Our roundtable agendas are developed in conjunction with the meeting attendees so that all participants have an opportunity to gain insights from the discussion by contributing their perspective and experiences, as well as being able to ask questions of their peers.  We work in concert with our attendees to construct an agenda focused on current opportunities, issues, and performance results.

 

Participating Firms

We are fortunate to regularly host some of the most influential organizations in our industry at our roundtable meetings.  We are very appreciative of their continued support and contributions to our meeting discussions.  Click Here to view a sampling of the firms that have participated in our roundtables.

 

Travel & Accommodations

Representatives from broker dealers, banks and credit unions will be reimbursed for travel expenses incurred up to $600 to attend our meetings.  During the meeting, all meals are complimentary and hotel accommodations (excluding incidentals) are included for the evening of the meeting.

 

Hotel accommodations for the group have been arranged at the hotel where the meeting is held.  Details regarding your stay will be collected through our on-line registration process.  Accordingly, there is no need to contact the hotel directly.

 

Sponsorship Opportunities

Our roundtable meetings are made possible through the financial support of our sponsors.   If you are interested in learning more or sponsoring this event, please contact Steve Saltzman at steve.saltzman@saltzmanassociates.com

 

 

Get in touch

9218 Skipaway Drive

Waxhaw, NC

Telephone

FAX:

+1 704 243 4512

+1 704 243 4513

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