Bank & Credit Union
Fiduciary Readiness Roundtable
January 26-27, 2017
January 26-27, 2017
JW Marriott Desert Ridge Resort & Spa
5350 E Marriott Drive
Phoenix, AZ 85054
Join us for the Fiduciary Readiness Roundtable.
The Bank & Credit Union Fiduciary Readiness Roundtable is our newest event designed to promote the sharing of best practices and strategies related to the new fiduciary obligations and the DOL Fiduciary Rule. This meeting will be a deeper dive into the specific tasks Banks and Credit Unions are challenged to execute by the April 10, 2017 deadline.
Join us to discuss the latest insights and preparations on the following topics:
• Peer-to-peer update on DOL Fiduciary Rule planning and implementation
• Processes for Best Interest Determination
• Reasonable Compensation for the Firm and the Advisor
• Annuity Product Design Implications
• Discussion of Neutral Factors to determine differential compensation
• Reasonably Designed Investment Categories under the BIC Exemption
• Considerations for Carrier and Product Due Diligence
In addition to the attendees from banks, and credit unions, other industry experts, including representatives from insurance companies, service providers, marketing organizations and other related firms will be in attendance to contribute their expertise to the discussion.
Our roundtable meetings are structured so that all participants have an opportunity to gain insights from the discussion by contributing their perspective and experiences, as well as being able to ask questions of their peers. And thanks to the support of our sponsors, there is no cost to participate.
You must register to attend and spots are limited so register soon.
Compliant Meeting Format
Our roundtable meetings are thoughtfully structured to comply with our industry’s non-cash compensation rules. Please Click Here for more information.
Planned Agenda Topics
Our roundtable agendas are developed in conjunction with the meeting attendees so that all participants have an opportunity to gain insights from the discussion by contributing their perspective and experiences, as well as being able to ask questions of their peers. We work in concert with our attendees to construct an agenda focused on current opportunities, issues, and performance results.
We are fortunate to regularly host some of the most influential organizations in our industry at our roundtable meetings. We are very appreciative of their continued support and contributions to our meeting discussions. Click Here to view a sampling of the firms that have participated in our roundtables.
Travel & Accommodations
Representatives from broker dealers, banks and credit unions will be reimbursed for travel expenses incurred up to $600 to attend our meetings. During the meeting, all meals are complimentary and hotel accommodations (excluding incidentals) are included for the evening of the meeting.
Hotel accommodations for the group have been arranged at the hotel where the meeting is held. Details regarding your stay will be collected through our on-line registration process. Accordingly, there is no need to contact the hotel directly.
Our roundtable meetings are made possible through the financial support of our sponsors. If you are interested in learning more or sponsoring this event, please contact Steve Saltzman at firstname.lastname@example.org