The Regulation Best Interest Readiness Roundtable is our newest event designed to promote the sharing of best practices and strategies related to the new obligations under the SEC's Regulation Best Interest. This meeting will be a deeper dive into the specific tasks and tactics for Broker Dealers to ensure compliance with the June 30, 2019 deadline.
Attendees include executives from wirehouse, national, regional, and independent broker dealers, banks, and credit unions. We also include other industry experts, including representatives from product manufacturers, service providers, and other related firms.
Consistent with the roundtable concept, all participants afforded equal opportunity to participate in the discussion, without regard to their organization or role. Our roundtable meetings are structured so that all participants have an opportunity to gain insights from the discussion by contributing their perspective and experiences, as well as being able to ask questions of their peers. And thanks to the support of our sponsors, there is no cost to participate.
If would like to inquire about sponsorship opportunities, please contact Brian Harrison or Steve Saltzman by calling 704-243-4512.